| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-04-30 | 2013-01-24 |
| Rep | 證券交易 | 2010-04-30 | 2013-01-24 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2006-08-31 | 2010-03-23 |
| Rep | 證券交易 | 2006-08-31 | 2010-03-23 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2006-08-31 | 2010-03-23 |