| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2025-01-22 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-10-24 | 2025-01-15 |
| Rep | 證券交易 | 2023-10-24 | 2025-01-15 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2016-01-12 | 2016-07-13 |
| Rep | 證券交易 | 2016-01-12 | 2016-07-13 | |
| Rep | 就證券提供意見 | 2010-10-18 | 2013-08-28 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2007-09-10 | 2010-07-31 |
| Rep | 證券交易 | 2007-09-10 | 2010-07-31 |