| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2016-01-04 | 2017-06-09 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2015-03-23 | 2015-07-17 |
| Rep | 期貨合約交易 | 2015-03-23 | 2015-07-17 | |
| Rep | 證券交易 | 2013-10-23 | 2015-07-17 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2010-07-02 | 2013-07-23 |
| ABN AMRO FINANCIAL PRODUCTS LIMITED | Rep | 證券交易 | 2009-03-09 | 2010-05-05 |