| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2016-08-01 | 2016-08-06 |
| Rep | 證券交易 | 2016-08-01 | 2016-08-06 | |
| Rep | 期貨合約交易 | 2016-02-22 | 2016-02-26 | |
| Rep | 證券交易 | 2016-02-22 | 2016-02-26 | |
| Rep | 期貨合約交易 | 2015-01-27 | 2015-01-27 | |
| Rep | 證券交易 | 2015-01-27 | 2015-01-27 | |
| Rep | 期貨合約交易 | 2015-01-20 | 2015-01-24 | |
| Rep | 證券交易 | 2015-01-20 | 2015-01-24 | |
| Rep | 期貨合約交易 | 2009-10-28 | 2012-07-01 | |
| Rep | 證券交易 | 2009-10-28 | 2012-07-01 |