| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-19 | 2024-10-24 |
| Rep | 證券交易 | 2021-04-19 | 2024-10-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 期貨合約交易 | 2017-08-02 | 2020-11-16 |
| RO | 證券交易 | 2017-08-02 | 2020-11-16 | |
| Rep | 期貨合約交易 | 2006-08-21 | 2017-08-02 | |
| Rep | 證券交易 | 2006-08-21 | 2017-08-02 |