| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2012-09-28 | 2014-04-01 |
| Rep | 就證券提供意見 | 2012-09-28 | 2014-04-01 | |
| Rep | 期貨合約交易 | 2012-09-28 | 2014-04-01 | |
| Rep | 證券交易 | 2012-09-28 | 2014-04-01 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2010-12-21 | 2012-05-11 |
| Rep | 證券交易 | 2010-12-21 | 2012-05-11 |