| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2026-10-13 | - |
| Rep | 證券交易 | 2026-10-13 | - | |
| Citigroup Global Markets Asia Limited | RO | 就機構融資提供意見 | 2013-04-30 | 2026-08-24 |
| RO | 證券交易 | 2013-04-30 | 2026-08-24 | |
| Rep | 就機構融資提供意見 | 2012-12-07 | 2013-04-30 | |
| Rep | 證券交易 | 2012-12-07 | 2013-04-30 | |
| Rep | 就證券提供意見 | 2012-12-07 | 2026-08-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2011-09-23 | 2012-08-25 |
| Rep | 就機構融資提供意見 | 2011-08-03 | 2011-09-23 | |
| Rep | 證券交易 | 2011-08-03 | 2012-08-25 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-03-31 | 2011-03-19 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 就機構融資提供意見 | 2006-09-11 | 2011-03-19 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就機構融資提供意見 | 2005-10-20 | 2011-03-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-13 | |
| Rep | 證券交易 | 2003-04-01 | 2005-09-16 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-10-20 |
已採集記錄中暫無金管局登記。