| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Arrowpoint Investment Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2024-06-26 | - |
| Ovata Capital Management Limited | Rep | 提供資產管理 | 2017-11-06 | 2022-01-31 |
| BlueCrest Capital Management (Hong Kong) Limited | RO | 期貨合約交易 | 2017-01-20 | 2017-03-31 |
| RO | 證券交易 | 2017-01-20 | 2017-03-31 | |
| Rep | 期貨合約交易 | 2015-04-01 | 2017-01-20 | |
| Rep | 證券交易 | 2015-04-01 | 2017-01-20 | |
| Rep | 提供資產管理 | 2015-03-04 | 2017-03-31 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2012-07-24 | 2014-11-19 |
| Rep | 證券交易 | 2011-05-18 | 2014-11-19 | |
| ConvergEx Asia Pacific Limited | Rep | 證券交易 | 2010-12-21 | 2011-04-08 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2009-01-29 | 2010-10-30 |
| CLSA LIMITED | Rep | 證券交易 | 2008-04-01 | 2009-01-23 |
已採集記錄中暫無金管局登記。