| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2021-06-22 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2021-06-22 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2021-06-09 | 2024-01-23 |
| Rep | 證券交易 | 2021-06-09 | 2024-01-23 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2021-06-09 | 2024-01-23 |
| Rep | 證券交易 | 2021-06-09 | 2024-01-23 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2015-07-13 | 2021-03-09 |
| Rep | 證券交易 | 2015-07-13 | 2021-03-09 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-01-12 | 2015-04-13 |
| Rep | 證券交易 | 2011-01-12 | 2015-04-13 |