| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2015-09-23 | 2022-06-30 |
| Rep | 證券交易 | 2015-09-23 | 2022-06-30 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-01-10 | 2015-06-23 |
| Rep | 證券交易 | 2011-01-10 | 2015-06-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-09-11 | 2010-09-22 |
| Rep | 就證券提供意見 | 2008-09-11 | 2010-09-22 | |
| Rep | 證券交易 | 2008-09-11 | 2010-09-22 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-09-11 | 2010-09-22 |
| Rep | 就證券提供意見 | 2008-09-11 | 2010-09-22 | |
| Rep | 證券交易 | 2008-09-11 | 2010-09-22 |