| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-07-05 | - |
| Rep | 就證券提供意見 | 2019-07-05 | - | |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2019-07-05 | - |
| CLSA LIMITED | Rep | 就證券提供意見 | 2019-07-05 | - |
| Rep | 證券交易 | 2019-07-05 | - | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2017-09-13 | 2019-05-07 |
| Rep | 證券交易 | 2017-09-13 | 2019-05-07 | |
| Rep | 就機構融資提供意見 | 2010-11-30 | 2012-03-01 | |
| Rep | 證券交易 | 2010-11-30 | 2012-03-01 |