| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2016-10-27 | 2017-10-13 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2010-10-19 | 2016-01-21 |
| Rep | 證券交易 | 2010-10-19 | 2016-01-21 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2009-06-23 | 2010-06-18 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2007-06-25 | 2008-11-20 |
| Rep | 證券交易 | 2007-06-25 | 2008-11-20 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2007-06-25 | 2008-11-20 |
| Rep | 期貨合約交易 | 2007-06-25 | 2008-11-20 |