| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2013-01-14 | 2017-05-09 |
| Rep | 證券交易 | 2013-01-14 | 2017-05-09 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-06-17 | 2012-05-28 |
| Rep | 證券交易 | 2008-06-17 | 2012-05-28 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2008-03-10 | 2008-05-13 |
| Rep | 證券交易 | 2008-03-10 | 2008-05-13 |