| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dragon Financial Partners Limited | RO | 就機構融資提供意見 | 2016-11-28 | 2020-05-08 |
| RO | 證券交易 | 2016-11-28 | 2020-05-08 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-06-15 | 2012-10-19 |
| Rep | 證券交易 | 2010-06-15 | 2012-10-19 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-09-19 | 2010-05-03 |
| Rep | 證券交易 | 2008-09-19 | 2010-05-03 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-09-19 | 2010-05-03 |