| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | 期貨合約交易 | 2025-11-11 | - |
| RO | 就期貨合約提供意見 | 2025-01-13 | - | |
| RO | 就證券提供意見 | 2025-01-13 | - | |
| RO | 提供資產管理 | 2025-01-13 | - | |
| RO | 證券交易 | 2025-01-13 | - | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 就機構融資提供意見 | 2019-11-07 | 2024-12-27 |
| RO | 就期貨合約提供意見 | 2019-06-25 | 2024-12-27 | |
| RO | 就證券提供意見 | 2019-06-25 | 2024-12-27 | |
| RO | 提供資產管理 | 2019-06-25 | 2024-12-27 | |
| RO | 證券交易 | 2019-06-25 | 2024-12-27 | |
| Rep | 就期貨合約提供意見 | 2019-05-15 | 2019-06-25 | |
| Rep | 就證券提供意見 | 2019-05-15 | 2019-06-25 | |
| Rep | 提供資產管理 | 2019-05-15 | 2019-06-25 | |
| Rep | 證券交易 | 2019-05-15 | 2019-06-25 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | 期貨合約交易 | 2015-09-07 | 2017-01-24 |
| RO | 就期貨合約提供意見 | 2012-04-23 | 2017-01-24 | |
| RO | 就證券提供意見 | 2011-07-12 | 2017-01-24 | |
| RO | 提供資產管理 | 2011-07-12 | 2017-01-24 | |
| RO | 證券交易 | 2011-07-12 | 2017-01-24 | |
| Rep | 就證券提供意見 | 2011-05-30 | 2011-07-12 | |
| Rep | 提供資產管理 | 2011-05-30 | 2011-07-12 | |
| Rep | 證券交易 | 2011-05-30 | 2011-07-12 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | RO | 證券交易 | 2009-11-27 | 2011-05-01 |
| RO | 就證券提供意見 | 2007-03-14 | 2011-05-01 | |
| RO | 提供資產管理 | 2007-03-14 | 2011-05-01 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | 就期貨合約提供意見 | 2004-09-24 | 2007-02-18 |
| RO | 就證券提供意見 | 2004-09-24 | 2007-02-18 | |
| RO | 提供資產管理 | 2004-09-24 | 2007-02-18 | |
| RO | 證券交易 | 2004-09-24 | 2007-02-18 | |
| Rep | 就期貨合約提供意見 | 2004-09-22 | 2004-09-24 | |
| Rep | 就證券提供意見 | 2004-09-22 | 2004-09-24 | |
| Rep | 提供資產管理 | 2004-09-22 | 2004-09-24 | |
| Rep | 證券交易 | 2004-09-22 | 2004-09-24 | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-13 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-09-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-13 | |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-13 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-09-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-13 |
已採集記錄中暫無金管局登記。