| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG TAI SECURITIES LIMITED | RO | 就機構融資提供意見 | 2024-11-11 | - |
| RO | 證券交易 | 2024-11-11 | - | |
| MESSIS CAPITAL LIMITED | RO | 證券交易 | 2022-12-06 | 2024-10-31 |
| RO | 就機構融資提供意見 | 2022-10-26 | 2024-10-31 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 證券交易 | 2018-06-07 | 2021-06-23 |
| KINGSWAY CAPITAL LIMITED | RO | 就機構融資提供意見 | 2015-12-08 | 2021-06-23 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2015-10-27 | 2018-06-07 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-09-25 | 2015-12-08 |
| VBG Capital Limited | RO | 證券交易 | 2014-12-18 | 2015-06-18 |
| RO | 就機構融資提供意見 | 2014-12-18 | 2015-09-01 | |
| MANGO FINANCIAL LIMITED | Rep | 就證券提供意見 | 2013-11-08 | 2014-12-01 |
| Rep | 提供資產管理 | 2013-11-08 | 2014-12-01 | |
| VBG Capital Limited | Rep | 就機構融資提供意見 | 2013-09-26 | 2014-12-18 |
| Rep | 證券交易 | 2013-09-26 | 2014-12-18 | |
| Joy Silver Limited | Rep | 證券交易 | 2011-06-22 | 2013-09-19 |
| VBG Capital Limited | Rep | 就證券提供意見 | 2011-06-22 | 2013-09-19 |
| Rep | 提供資產管理 | 2011-06-22 | 2013-09-19 | |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2011-01-05 | 2013-09-19 |
| MUSHK Limited | Rep | 就證券提供意見 | 2003-04-01 | 2004-08-25 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-25 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-07 |
已採集記錄中暫無金管局登記。