| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM MPF & FINANCIAL SERVICES COMPANY LIMITED | Rep | 證券交易 | 2014-09-01 | 2017-05-01 |
| BCT Financial Limited | Rep | 就證券提供意見 | 2011-08-22 | 2014-07-25 |
| Rep | 證券交易 | 2011-08-22 | 2014-07-25 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2007-11-05 | 2010-07-01 |
| Rep | 證券交易 | 2007-11-05 | 2010-07-01 |