| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 就證券提供意見 | 2011-08-29 | - |
| Rep | 證券交易 | 2011-08-29 | - | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2007-07-23 | 2010-05-21 |
| Rep | 證券交易 | 2007-07-23 | 2010-05-21 | |
| Network Financial Services Limited | Rep | 就證券提供意見 | 2003-04-01 | 2004-09-02 |