| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2017-06-09 | 2020-02-12 |
| Rep | 提供資產管理 | 2017-06-09 | 2020-02-12 | |
| Rep | 證券交易 | 2017-06-09 | 2020-02-12 | |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2017-06-09 | - |
| Rep | 證券交易 | 2017-06-09 | - | |
| iFAST Securities (HK) Limited | Rep | 證券交易 | 2017-06-09 | 2021-04-30 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2013-05-20 | 2017-06-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-04-11 | 2017-06-04 |
| Rep | 證券交易 | 2013-04-11 | 2017-06-04 | |
| GAYANG SECURITIES LIMITED | RO | 證券交易 | 2010-11-09 | 2012-11-20 |
| RO | 就證券提供意見 | 2004-11-19 | 2012-11-20 | |
| Rep | 就證券提供意見 | 2003-05-16 | 2004-11-19 |
已採集記錄中暫無金管局登記。