| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2013-07-25 | 2018-06-30 |
| Rep | 就證券提供意見 | 2012-08-27 | 2013-07-05 | |
| Rep | 證券交易 | 2012-08-27 | 2018-06-30 | |
| GAYANG SECURITIES LIMITED | Rep | 證券交易 | 2010-11-22 | 2012-08-20 |
| Rep | 就證券提供意見 | 2009-03-20 | 2012-08-20 | |
| IPP Financial Advisers Limited | Rep | 就證券提供意見 | 2007-08-21 | 2009-03-16 |
| Rep | 證券交易 | 2007-08-21 | 2009-03-16 |