| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2012-07-30 | 2013-12-30 |
| Rep | 證券交易 | 2012-07-30 | 2013-12-30 | |
| GAYANG SECURITIES LIMITED | Rep | 證券交易 | 2010-11-22 | 2012-07-03 |
| Rep | 就證券提供意見 | 2009-03-20 | 2012-07-03 | |
| IPP Financial Advisers Limited | Rep | 就證券提供意見 | 2008-11-04 | 2009-03-16 |
| Rep | 證券交易 | 2008-11-04 | 2009-03-16 |