Sze, Ming For 施銘火
證監會中央編號:AFD099
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | 就證券提供意見 | 2024-11-08 | - |
| RO | 提供資產管理 | 2024-11-08 | - | |
| RO | 證券交易 | 2024-11-08 | - | |
| Rep | 證券交易 | 2020-05-27 | 2024-11-08 | |
| Rep | 就證券提供意見 | 2016-09-09 | 2024-11-08 | |
| Rep | 提供資產管理 | 2016-09-09 | 2024-11-08 | |
| VTB Capital Hong Kong Limited | Rep | 就證券提供意見 | 2016-05-23 | 2016-08-26 |
| Rep | 證券交易 | 2016-05-23 | 2016-08-26 | |
| UBP ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2013-08-02 | 2015-01-20 |
| ITAU ASIA SECURITIES LIMITED | Rep | 證券交易 | 2011-11-18 | 2013-05-29 |
| BEA Union Investment Management Limited | Rep | 就證券提供意見 | 2011-05-05 | 2011-11-05 |
| Rep | 證券交易 | 2011-05-05 | 2011-11-05 | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2006-07-21 | 2011-04-01 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 證券交易 | 2006-07-21 | 2011-04-01 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 提供資產管理 | 2006-05-18 | 2006-07-18 |
| Rep | 證券交易 | 2006-05-18 | 2006-07-18 | |
| Rep | 就證券提供意見 | 2006-05-17 | 2006-07-18 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-05-20 | 2006-03-01 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-01-24 | 2005-05-06 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-20 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-20 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-05-06 | |
| Rep | 證券交易 | 2003-04-01 | 2005-05-06 |