| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 提供資產管理 | 2020-04-17 | - |
| Rep | 期貨合約交易 | 2018-11-06 | - | |
| Rep | 證券交易 | 2018-11-06 | - | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2013-11-25 | 2013-12-31 |
| BERICH BROKERAGE LIMITED | Rep | 證券交易 | 2011-04-20 | 2013-04-02 |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | 期貨合約交易 | 2011-04-20 | 2013-04-02 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2008-01-25 | 2008-09-20 |
已採集記錄中暫無金管局登記。