| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-01 | 2019-01-23 |
| Rep | 證券交易 | 2018-10-01 | 2019-01-23 | |
| Rep | 期貨合約交易 | 2017-04-19 | 2018-09-30 | |
| Rep | 證券交易 | 2017-04-19 | 2018-09-30 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2009-12-03 | 2016-03-11 |
| Rep | 證券交易 | 2008-10-15 | 2016-03-11 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 證券交易 | 2007-09-17 | 2008-05-01 |