| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2018-09-27 | - |
| Rep | 證券交易 | 2018-09-27 | - | |
| BGC SECURITIES (HONG KONG) LLC | RO | 期貨合約交易 | 2016-12-22 | 2018-03-13 |
| RO | 證券交易 | 2016-12-22 | 2018-03-13 | |
| Rep | 期貨合約交易 | 2016-05-23 | 2016-12-22 | |
| Rep | 證券交易 | 2016-05-23 | 2016-12-22 | |
| Marex HK Asia Limited | Rep | 期貨合約交易 | 2015-03-24 | 2015-12-04 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2008-11-04 | 2014-07-15 |
| Rep | 證券交易 | 2008-11-04 | 2014-07-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2007-03-29 | 2008-05-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-03-29 | 2008-05-28 |
| Rep | 期貨合約交易 | 2007-03-29 | 2008-05-28 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-03-29 | 2008-05-28 |
已採集記錄中暫無金管局登記。