| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Blue Water Capital Management Limited | Rep | 提供資產管理 | 2014-09-05 | 2016-07-20 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2009-05-14 | 2014-07-01 |
| Rep | 證券交易 | 2009-03-25 | 2014-07-01 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2008-02-11 | 2008-11-18 |