| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | 期貨合約交易 | 2025-05-02 | - |
| Rep | 證券交易 | 2025-05-02 | - | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2022-10-21 | 2024-10-31 |
| Rep | 證券交易 | 2022-10-21 | 2024-10-31 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2021-11-25 | 2024-10-31 |
| Rep | 證券交易 | 2021-11-25 | 2024-10-31 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2021-10-29 | 2022-11-02 |
| GFI (HK) SECURITIES L.L.C. | Rep | 期貨合約交易 | 2021-09-03 | 2024-10-31 |
| Rep | 證券交易 | 2021-09-03 | 2024-10-31 | |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2021-04-01 | 2021-08-07 |
| Rep | 證券交易 | 2021-04-01 | 2021-08-07 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2020-05-06 | 2021-02-26 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2020-04-01 | 2021-02-26 |
| Rep | 期貨合約交易 | 2020-04-01 | 2021-02-26 | |
| Rep | 證券交易 | 2020-04-01 | 2021-02-26 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2011-02-22 | 2020-03-31 |
| Rep | 證券交易 | 2010-12-22 | 2020-03-31 |
已採集記錄中暫無金管局登記。