| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-01 | 2019-11-15 |
| Rep | 證券交易 | 2018-10-01 | 2019-11-15 | |
| Rep | 期貨合約交易 | 2016-03-07 | 2018-09-30 | |
| Rep | 證券交易 | 2016-03-07 | 2018-09-30 | |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2015-07-17 | 2016-02-01 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2015-07-17 | 2016-02-01 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2011-05-09 | 2015-02-01 |
| Rep | 證券交易 | 2011-03-24 | 2015-02-01 | |
| NEW TREND FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-10-17 |
| Rep | 提供資產管理 | - | 2003-10-17 | |
| Rep | 期貨合約交易 | - | 2003-10-17 |