| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 證券交易 | 2024-02-22 | 2026-02-13 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2017-12-13 | 2023-12-18 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2014-06-24 | 2017-12-11 |
| Rep | 證券交易 | 2014-06-24 | 2017-12-11 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2008-06-06 | 2012-08-13 |