| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLACKROCK (HONG KONG) LIMITED | Rep | 提供資產管理 | 2012-11-28 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited | Rep | 證券交易 | 2012-11-28 | - |
| Rep | 提供資產管理 | 2012-11-28 | 2015-12-07 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 證券交易 | 2010-11-11 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2010-11-11 | - |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2009-08-03 | 2010-10-28 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 證券交易 | 2009-07-20 | 2009-07-24 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2007-07-11 | 2009-06-18 |