Lee, Fanny Yuk Lai 李玉麗
證監會中央編號:AFX602
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就證券提供意見 | 2026-08-10 | - |
| RO | 證券交易 | 2026-08-10 | - | |
| Rep | 就證券提供意見 | 2026-06-08 | 2026-08-10 | |
| Rep | 證券交易 | 2026-06-08 | 2026-08-10 | |
| Ninety One Hong Kong Limited | RO | 就證券提供意見 | 2024-08-06 | 2025-09-30 |
| RO | 證券交易 | 2024-08-06 | 2025-09-30 | |
| Rep | 就證券提供意見 | 2024-05-06 | 2024-08-06 | |
| Rep | 證券交易 | 2024-05-06 | 2024-08-06 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 提供資產管理 | 2013-05-29 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited | Rep | 提供資產管理 | 2013-05-29 | 2015-09-16 |
| Rep | 就證券提供意見 | 2012-11-28 | 2024-01-10 | |
| Rep | 證券交易 | 2012-11-28 | 2024-01-10 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-07-12 | 2014-12-31 |
| Rep | 證券交易 | 2011-07-12 | 2014-12-31 | |
| Allianz Global Investors Hong Kong Limited | Rep | 證券交易 | 2006-09-20 | 2011-05-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 證券交易 | 2003-04-01 | 2006-05-10 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-10-12 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-05-10 |
已採集記錄中暫無金管局登記。