| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就證券提供意見 | 2014-04-25 | 2015-10-30 |
| BLACKROCK (HONG KONG) LIMITED | Rep | 證券交易 | 2011-05-09 | 2011-12-06 |
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2011-05-09 | 2011-12-06 |
| CLSA LIMITED | Rep | 證券交易 | 2007-09-21 | 2010-01-05 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-07-20 | 2007-08-25 |
| Rep | 就機構融資提供意見 | - | 2004-09-07 | |
| Rep | 就證券提供意見 | - | 2004-09-07 | |
| Rep | 提供資產管理 | - | 2004-09-07 | |
| Rep | 證券交易 | - | 2004-09-07 |