| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLACKSTONE GROUP (HK) LIMITED, THE | Rep | 就證券提供意見 | 2008-11-05 | 2018-08-15 |
| Rep | 證券交易 | 2008-11-05 | 2022-01-31 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-06-14 | 2008-07-21 |
| Rep | 就證券提供意見 | 2007-06-14 | 2008-07-21 | |
| Rep | 證券交易 | 2007-06-14 | 2008-07-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自動化交易服務 | 2006-03-15 | 2007-05-16 |
| Rep | 證券交易 | 2006-03-15 | 2007-05-16 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2003-10-15 | 2006-02-01 |
| Rep | 就證券提供意見 | 2003-10-15 | 2006-02-01 | |
| Rep | 證券交易 | 2003-10-15 | 2006-02-01 |