| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| aacat fintech Limited | RO | 就證券提供意見 | 2026-03-31 | - |
| RO | 證券交易 | 2022-09-27 | - | |
| GLOBAL AMPLE ASSET MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2020-05-20 | 2021-11-30 |
| RO | 提供資產管理 | 2020-05-20 | 2021-11-30 | |
| ZhongHua Finance Asset Management Co., Limited | RO | 就證券提供意見 | 2018-08-08 | 2019-11-02 |
| CHUNG LEE SECURITIES COMPANY LIMITED | RO | 證券交易 | 2018-01-09 | 2019-11-02 |
| ZhongHua Finance Asset Management Co., Limited | RO | 提供資產管理 | 2017-11-29 | 2019-11-02 |
| CHINA QIANHAI ZHONGJIN SECURITIES LIMITED | RO | 證券交易 | 2016-11-03 | 2017-09-15 |
| BMI FUNDS MANAGEMENT LIMITED | RO | 提供資產管理 | 2013-12-23 | 2016-04-01 |
| Rep | 提供資產管理 | 2011-07-15 | 2013-12-23 | |
| BMI Securities Limited | RO | 證券交易 | 2011-03-14 | 2016-04-01 |
| BMI FUNDS MANAGEMENT LIMITED | RO | 證券交易 | 2010-09-10 | 2016-04-01 |
| Hong Kong Securities (International) Company Limited | Rep | 證券交易 | 2009-10-23 | 2010-04-30 |
| Finet Securities Limited | Rep | 證券交易 | 2005-09-01 | 2007-07-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-08-19 | 2004-05-24 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2004-05-24 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-08 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-08 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-08 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-08 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-01 |
已採集記錄中暫無金管局登記。