| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PingPong Intelligence Limited | RO | 就證券提供意見 | 2024-12-11 | - |
| RO | 提供資產管理 | 2024-12-11 | - | |
| RO | 證券交易 | 2024-12-11 | - | |
| RO | 槓桿式外匯交易 | 2021-05-04 | - | |
| Eddid Securities and Futures Limited | Rep | 就期貨合約提供意見 | 2020-11-20 | 2021-04-30 |
| Rep | 就證券提供意見 | 2020-11-20 | 2021-04-30 | |
| Rep | 期貨合約交易 | 2020-11-20 | 2021-04-30 | |
| Rep | 證券交易 | 2020-11-20 | 2021-04-30 | |
| RO | 槓桿式外匯交易 | 2018-11-26 | 2021-04-30 | |
| Rep | 就期貨合約提供意見 | 2018-08-01 | 2020-03-11 | |
| Rep | 就證券提供意見 | 2018-06-05 | 2020-03-11 | |
| Rep | 期貨合約交易 | 2018-06-05 | 2020-03-11 | |
| Rep | 證券交易 | 2018-06-05 | 2020-03-11 | |
| ADS Securities Hong Kong Limited | Rep | 就證券提供意見 | 2017-09-28 | 2018-05-31 |
| Rep | 期貨合約交易 | 2016-12-12 | 2018-05-31 | |
| Rep | 證券交易 | 2016-12-12 | 2018-05-31 | |
| RO | 槓桿式外匯交易 | 2014-08-27 | 2018-05-31 | |
| Rep | 槓桿式外匯交易 | 2014-07-17 | 2014-08-27 | |
| GMO-Z.com Forex HK Limited | Rep | 槓桿式外匯交易 | 2012-07-03 | 2014-04-01 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-01-12 | 2011-12-31 |
| Rep | 提供資產管理 | 2011-01-12 | 2011-12-31 | |
| Rep | 證券交易 | 2011-01-12 | 2011-12-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-05-22 | 2011-01-07 |
| Rep | 證券交易 | 2009-05-22 | 2011-01-07 | |
| Rep | 槓桿式外匯交易 | 2009-04-21 | 2011-01-07 | |
| CMC Markets Asia Limited | Rep | 槓桿式外匯交易 | 2007-09-24 | 2009-02-16 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2005-08-10 | 2007-08-31 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-03-10 | 2005-07-22 |
已採集記錄中暫無金管局登記。