| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-05-09 | 2012-06-11 |
| Rep | 證券交易 | 2011-05-09 | 2012-06-11 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-03-14 | 2011-03-30 |
| Rep | 就證券提供意見 | 2008-03-05 | 2011-03-30 | |
| CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2007-04-03 | 2007-10-31 |
| Quam Securities Limited | Rep | 就證券提供意見 | 2005-03-16 | 2007-02-28 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2004-10-05 | 2005-02-16 |
| Rep | 提供資產管理 | 2004-10-05 | 2005-02-16 |