| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TENGARD FUND MANAGEMENT LIMITED | Rep | 證券交易 | 2012-07-12 | 2019-10-21 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 證券交易 | 2010-11-11 | 2012-06-26 |
| ZURICH ADVISORY (HK) LIMITED | Rep | 就證券提供意見 | 2008-12-23 | 2009-04-24 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2004-01-26 | 2005-02-08 |