| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就機構融資提供意見 | 2013-03-28 | - |
| RO | 證券交易 | 2012-10-12 | - | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | RO | 就機構融資提供意見 | 2008-12-08 | 2016-12-31 |
| RO | 證券交易 | 2008-12-08 | 2016-12-31 | |
| Rep | 就機構融資提供意見 | 2007-09-04 | 2008-12-08 | |
| Rep | 證券交易 | 2007-09-04 | 2008-12-08 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-09-04 | 2012-10-12 |
| FUBON CAPITAL (HK) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-06-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-06-21 |