| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2026-06-04 | - |
| Rep | 就機構融資提供意見 | 2026-06-01 | 2026-06-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2026-06-01 | - |
| Rep | 證券交易 | 2026-06-01 | - | |
| Morgan Stanley Asia Limited | RO | 就機構融資提供意見 | 2018-11-01 | 2023-05-24 |
| RO | 證券交易 | 2018-11-01 | 2023-05-24 | |
| Rep | 就機構融資提供意見 | 2018-09-03 | 2018-11-01 | |
| Rep | 證券交易 | 2018-09-03 | 2018-11-01 | |
| Credit Suisse (Hong Kong) Limited | RO | 就機構融資提供意見 | 2015-12-01 | 2018-08-25 |
| Rep | 就機構融資提供意見 | 2015-09-21 | 2015-12-01 | |
| Rep | 就證券提供意見 | 2015-09-21 | 2018-08-25 | |
| Rep | 證券交易 | 2015-09-21 | 2018-08-25 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就機構融資提供意見 | 2014-10-10 | 2015-08-07 |
| Rep | 就機構融資提供意見 | 2013-03-28 | 2014-10-10 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2006-08-17 | 2015-08-07 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2005-02-28 | 2006-08-07 |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-21 |
已採集記錄中暫無金管局登記。