| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2025-04-15 | - |
| Rep | 就證券提供意見 | 2025-04-15 | - | |
| Rep | 證券交易 | 2025-04-15 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2016-01-18 | 2025-04-07 |
| Rep | 就證券提供意見 | 2016-01-18 | 2025-04-07 | |
| Rep | 證券交易 | 2016-01-18 | 2025-04-07 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 證券交易 | 2010-06-07 | 2015-07-17 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-06-07 | 2015-07-17 |
| FUBON CAPITAL (HK) LIMITED | Rep | 就機構融資提供意見 | 2006-07-03 | 2006-11-15 |
已採集記錄中暫無金管局登記。