| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2025-03-25 | - |
| RO | 提供資產管理 | 2025-03-25 | - | |
| Rep | 就證券提供意見 | 2024-09-03 | 2025-03-25 | |
| Rep | 提供資產管理 | 2024-09-03 | 2025-03-25 | |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2022-09-01 | 2024-01-16 |
| RO | 就證券提供意見 | 2022-06-23 | 2024-01-16 | |
| RO | 提供資產管理 | 2022-06-23 | 2024-01-16 | |
| Rep | 就證券提供意見 | 2022-05-06 | 2022-06-23 | |
| Rep | 提供資產管理 | 2022-05-06 | 2022-06-23 | |
| GF Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2021-09-08 | 2022-03-18 |
| RO | 提供資產管理 | 2021-01-28 | 2022-03-18 | |
| Rep | 提供資產管理 | 2020-05-07 | 2021-01-28 | |
| Rep | 就證券提供意見 | 2020-05-07 | 2021-09-08 | |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-02-19 | 2020-02-21 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2019-02-19 | 2022-03-18 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-10-22 | 2015-09-14 |
| Rep | 就證券提供意見 | 2014-10-22 | 2015-09-14 | |
| Rep | 證券交易 | 2014-10-22 | 2015-09-14 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 證券交易 | 2011-05-11 | 2014-07-16 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-05-11 | 2014-07-16 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2009-10-30 | 2011-03-01 |
| Rep | 就機構融資提供意見 | 2009-09-02 | 2011-03-01 |
已採集記錄中暫無金管局登記。