| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-14 | 2017-06-15 |
| Rep | 證券交易 | 2007-06-12 | 2017-06-15 | |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2007-06-12 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-01-26 | 2011-12-30 |