| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | Rep | 證券交易 | 2025-02-20 | 2025-05-19 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-14 | 2015-05-08 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2009-10-02 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-01-07 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-01-07 | 2015-05-08 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2004-06-24 | 2007-03-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-06-24 | 2007-03-26 |