| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2022-09-05 | - |
| Rep | 提供自動化交易服務 | 2022-09-05 | - | |
| Rep | 證券交易 | 2022-09-05 | - | |
| Liquidnet Asia Limited | Rep | 提供自動化交易服務 | 2015-09-14 | 2022-08-03 |
| Rep | 證券交易 | 2015-09-14 | 2022-08-03 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-14 | 2015-06-01 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-06-04 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2010-06-04 | 2015-06-01 |
| Rep | 證券交易 | 2010-06-04 | 2015-06-01 |