| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-01-23 | - |
| Rep | 證券交易 | 2017-01-23 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-11-11 | 2016-11-08 |
| Rep | 證券交易 | 2013-11-11 | 2016-11-08 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-11-11 | 2016-11-08 |
| Rep | 證券交易 | 2013-11-11 | 2016-11-08 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-14 | 2013-07-26 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-04-04 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-04-04 | 2013-07-26 |