| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2013-08-09 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-08-09 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-14 | 2013-05-16 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-08-17 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-08-17 | 2013-05-16 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2010-08-17 | 2011-12-30 |
已採集記錄中暫無金管局登記。