Li, Ming Kwok 李銘國
證監會中央編號:ADS635
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BASIC ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-04-26 | 2024-08-30 |
| Naga Advisors (HK) Limited | RO | 證券交易 | 2018-02-05 | 2019-03-29 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2016-04-29 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-08-02 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2010-08-02 | 2015-11-30 |
| Rep | 證券交易 | 2010-08-02 | 2016-04-29 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2007-08-16 | 2010-04-20 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-08-16 | 2010-04-20 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-02-03 |
| Rep | 提供資產管理 | - | 2004-02-03 | |
| Rep | 期貨合約交易 | - | 2005-10-31 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-03 |
| Rep | 就證券提供意見 | - | 2004-02-03 | |
| Rep | 提供資產管理 | - | 2004-02-03 | |
| Rep | 證券交易 | - | 2007-07-19 |