| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 證券交易 | 2015-03-10 | 2015-03-25 |
| Rep | 證券交易 | 2013-08-28 | 2015-03-10 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2013-05-21 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-07-28 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2011-07-28 | 2013-05-21 |
| Rep | 證券交易 | 2011-07-28 | 2013-05-21 | |
| Rep | 提供自動化交易服務 | 2009-11-26 | 2011-02-09 | |
| Rep | 證券交易 | 2008-11-20 | 2011-02-09 |