Littell, Christopher James
證監會中央編號:AGM210
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2016-06-15 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2009-10-02 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-12-18 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-12-18 | 2016-06-15 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2005-06-08 | 2006-04-28 |
| Rep | 證券交易 | 2005-06-08 | 2006-04-28 | |
| WHARTON INVESTMENT ADVISORS LIMITED | Rep | 就機構融資提供意見 | - | 2004-03-19 |
| Rep | 證券交易 | - | 2004-03-19 | |
| Rep | 就期貨合約提供意見 | - | 2005-05-25 | |
| Rep | 就證券提供意見 | - | 2005-05-25 | |
| Rep | 提供資產管理 | - | 2005-05-25 |