| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-01-04 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2022-01-04 | - |
| Rep | 證券交易 | 2022-01-04 | - | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 證券交易 | 2014-07-17 | 2016-06-29 |
| Rep | 證券交易 | 2014-05-21 | 2014-07-17 | |
| Rep | 期貨合約交易 | 2014-05-21 | 2016-06-29 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2013-09-23 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-05-19 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2010-01-05 | 2013-09-23 |
| Rep | 證券交易 | 2009-09-10 | 2013-09-23 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就證券提供意見 | 2005-05-27 | 2009-02-28 |
| RO | 就機構融資提供意見 | 2003-04-01 | 2004-01-08 | |
| RO | 就證券提供意見 | 2003-04-01 | 2004-01-08 | |
| RO | 提供資產管理 | 2003-04-01 | 2004-01-08 | |
| RO | 證券交易 | 2003-04-01 | 2009-02-28 |
已採集記錄中暫無金管局登記。